Status
On April 14, both the House and Senate passed the FY'11 funding bill that six months into the fiscal year will finally fund the federal government through September 30, the end of the fiscal year. After over six months of delays and a near shutdown of the federal government, the final vote was somewhat anti-climactic as Congress has already started to focus on the FY'12 budget process and the looming debt ceiling crisis, in which even larger funding cuts will be on the table.
The House voted 260 to 167 to pass the FY'11 Continuing Resolution, HR 1473. The vote, which required bi-partisan support to pass, got 179 Republican and 81 Democratic votes. Of the 59 Republicans who voted against the bill, primarily because they felt the cuts were too small and did not fulfill their election pledge to cut $100B, 28 were freshmen. Later in the day the Senate passed the bill without amendment by a vote of 81 to 19. Of the 19 "No" votes, 4 were Democrats/Independents and 15 were Republicans.
Final FY'11 DOT Funding
Below is a chart comparing FY'10 DOT funding with FY'11 funding for key transportation programs. In general, FY'10 funding levels were extended to FY'11 with the exception of several programs such as high-speed rail and transit New Starts which were cut.
|
Program |
FY'10 Enacted |
FY'11 Administration Request |
FY'11 Final Funding Level |
|
FHWA Obligation Limit |
$41.1B |
$41.3B |
$41.1B |
|
FAA AIP |
$3.51B |
$3.51B |
$3.51B |
|
FTA Formula and Bus |
$8.34B |
$8.27B |
$8.34B |
|
FTA New Starts |
$2B ($280M of which is now rescinded) |
$1.82B |
$1.6B |
|
FTA TIGGER (GHG and Energy Efficiency) |
$75M |
$53M |
$50M |
|
FRA High-Speed Rail |
$2.5B ($400M of which is now rescinded |
$1B |
$0 |
|
Amtrak Total |
$1.58B |
$1.63B |
$1.5B |
|
NII/TIGER |
$600M |
$0 |
$527M (does not include any funding for planning projects) |
The cuts to FY'11 funding include:
- 0.2% cut to all non-defense General Funded programs (does not include programs funded by the Highway Trust Fund)
- $2.9B cut from the high-speed rail program - a combination of $2.5B cut below the FY'10 level (which had been greatly increased above the President's request of only $1B) and $400M rescinded from FY'10. This reduces the $2.4B in currently unallocated HSR funds (returned by Florida) down to $2B. FRA hopes to announce the projects selected to receive these funds in the next few weeks.
- Although the FHWA obligation limit remains the same for FY'11, $650M in FY'10 General Funds was not repeated in FY'11, $630M of old TEA 21 and earlier project earmarks which had not obligated were rescinded, and $2.5B in FY'10 unobligated contract authority was rescinded (which state DOTs have limited options to actually use and have flexibility to decide what to cut. Interestingly, the rescission does not actually reduce the federal deficit since it is mandatory, not discretionary spending).
- $400M cut below the original FY'10 level for the FTA New Starts program which reflects the Administration's FY'11 budget request of only $1.82B minus the $200M it included for the now defunct ARC project in New Jersey. In addition, $280M was rescinded from FY'10 which primarily will be taken from the $200M earmarked in FY'10 for the ARC project. Since the FY'11 bill did not include any project earmarks, it will be up to FTA to allocate the $1.6B.
- $73M cut from the FY'10 level for the TIGER grant program. US DOT is expected to release a Notice of Funding Availability for the $527M in FY'11 funds very shortly.
Here is a link to a five-page summary of the FY'11 funding bill and here is a link to a list of program cuts.
Implementation
- FTA FY'11 Allocation of Bus Livability Discretionary Grants [pdf 0 kb] October 17, 2011
- FTA FY'11 Allocation of Alternative Analysis (AA) Discretionary Grants October 17, 2011
- FTA FY'11 Allocation of Bus State of Good Repair Discretionary Grants October 17, 2011
- FHWA FY'11 Allocation of Discretionary Grants - August 17, 2011 Press Release
- FHWA FY'11 Allocation of Discretionary Grants - State by State List of Grants
- FHWA FY'11 Allocation of Discretionary Grants - List of Grants by Program
- US DOT Final NOFA for FY'11 NII/TIGER III Grants Pre-applications are due by October 3, 2011
- US DOT Interim Solicitation for FY'11 Discretionary NII/TIGER III Grants
- FTA Solicitation for FY'11 Discretionary Livability Initiative Grants Applications Due by July 29
- FTA Solicitation for FY'11 Discretionary Bus and Bus Facilities Projects/State of Good Repair Applications Due by July 29
- FTA Solicitation for FY'11 Discretionary TIGGER and Clean Fuels Grants Applications Due by August 23. For Greenhouse Gas and Energy Reduction
- FTA Allocation of FY'11 Capital Investment Program Funds (New Starts and Small Starts)
- FHWA Solicitation for FY'11 Highway Discretionary Projects TSCP, Interstate Maintenance, Public Lands, Ferry Boats, Scenic Byways etc.
- FTA May 20, 2011 Supplemental Notice of FY'11 Apportionments and Allocations
- FTA February 15, 2011 Partial Notice of FY'11 Apportionments - Corrections
- FTA February 8, 2011 Partial Notice of FY'11 Apportionments
Administration
- FTA FY'11 Annual Report on the New Starts and Small Starts Programs
- Summary of US DOT FY'11 Budget Request [pdf 246kb] (see page 19 of the Summary for a list of FTA New Start and Small Start project recommendations)
- OMB Overview of US DOT FY'11 Budget Request [pdf 282kb]
House
Senate
Conference
- 112th Congress - Final FY'11 Appropriations Continuing Resolution - April 2011 Passed as a government-wide bill in April of 2011 which included no project earmarks
- 112th Congress - Summary of Final FY'11 Appropriations Continuing Resolution
- 112th Congress - Summary of Final FY'11 Program Cuts
- 111th Congress Version of FY'11 Approps Bill - Obama Administration Statement of Administration Policy (SAP)
- 111th Congress Version of FY'11 Approps Bill - List of House and Senate New Start/Small Start and AA Earmarked [pdf 33 kb]

